Important Notice: Our web hosting provider recently started charging us for additional visits, which was unexpected. In response, we're seeking donations. Depending on the situation, we may explore different monetization options for our Community and Expert Contributors. It's crucial to provide more returns for their expertise and offer more Expert Validated Answers or AI Validated Answers. Learn more about our hosting issue here.

What form do I need to complete for the approval of a CF21 Investment Adviser (or for another controlled function)?

April 26, 2017adviser Approval COMPLETE controlled form function Investment

0

10 Posted

What form do I need to complete for the approval of a CF21 Investment Adviser (or for another controlled function)?

1 Answer

0

10 Posted

Any individual performing a controlled function should complete an Approved Persons form A. The form should be completed by the individual performing the controlled function and signed off by an individual with a governing function within the firm.