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Will the information that BrokerCheck provides tell me at which firm branch office a broker is located?

April 26, 2017branch broker brokercheck firm located Office provides

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Will the information that BrokerCheck provides tell me at which firm branch office a broker is located?

2 Answers

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Yes, the address(es) of any FINRA-registered branch(es) where a broker is currently conducting business is provided on the Report Summary page of the BrokerCheck report, as well as in the full report under the Branch Office Location section.

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Yes, the address(es) of any FINRA-registered branch(es) where a broker is currently conducting business will be provided on the Report Summary page of the BrokerCheck report, as well as in the full report under the Branch Office Location section.