Why did Waller Financial change to a new broker-dealer?
In March of 2008, Waller Financial began the process of investigating other broker-dealer relationships to ensure that the firm was partnered with the very best in the industry. Waller Financial sought a broker-dealer that provided the resources for Waller Financial to dispense independent advice, leverage technology, minimize expenses, and develop an efficient business model, all for the benefit of our clients. LPL Financial provided the firm with the best combination of these resources.
