Why did I receive multiple Notice and Claim packets? Can I participate in the Federal and California Settlements?
There are two proposed settlements in In re Charles Schwab Corporation Securities Litigation, the Federal and the California settlements. If you are eligible to participate in both matters, you will receive separate Notice and Record of Fund Transactions pertaining to each of the Federal and California settlements. This means you are eligible to participate in both settlements. In addition, there are two eligible Schwab YieldPlus Funds. You will receive a Notice and Record of Fund Transactions for each account with eligible transactions invested in the Schwab YieldPlus Investor Fund and/or the Schwab YieldPlus Select Fund, for each settlement (the Federal and the California) in which you qualify.
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