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Who will pay any fines levied by the SEC?

April 26, 2017fines levied pay sec

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Who will pay any fines levied by the SEC?

1 Answer

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Any fines will not be paid by the Receiver, but rather by the individuals who are fined, and the good news is that the fines will then be turned over to the Receiver to be included in the funds recovered by the Receiver for the ultimate benefit of investors.