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Who Submits Political Contribution Information to the MSRB?

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Who Submits Political Contribution Information to the MSRB?

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Municipal securities dealers that underwrite municipal bonds must submit information to the MSRB on their municipal business and related political contributions to issuer officials, state and local political parties, and bond ballot campaigns. Political contribution information is to be provided for the dealer, the dealer’s municipal finance professionals and non-municipal finance professional executive officers, as well as political action committees controlled by dealers or their municipal finance professionals. What Information Must Dealers Submit to the MSRB? With certain exceptions, dealers must submit to the MSRB on Form G-37: • Information on contributions made to issuer officials, payments made to state or local political parties, and payments made to bond ballot campaign initiatives • Information about issuers with which the dealer has engaged in municipal securities business How Often Must Political Contribution Disclosures Be Submitted? Dealers and related parties must submi

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