Who should execute and submit a Dual Listing Agreement?
Dual Listing Agreement should be executed and submitted by issuers currently listed on a registered, national securities exchange (“Other Exchange”) seeking initial listing on The NASDAQ Stock Market without having their securities designated as NASDAQ® national market securities within the meaning of Section 11A of the Securities Exchange Act of 1934 or the rules thereunder. Additionally, this Agreement should be executed and submitted by any issuer that has previously submitted a Dual Listing Agreement if such issuer is changing its name.
Related Questions
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