Who should a company and/or its counsel contact to discuss the corporate governance requirements?
NASDAQ will provide non-binding guidance over the telephone. If the caller is able to identify the company, he or she should contact the Listing Qualifications analyst assigned to the company. If the call is on a no-names basis, he or she may contact any analyst within Listing Qualifications at +1 301 978 8008. A company may also call that number to determine the name and phone number of their Listing Qualifications analyst. While Staff will discuss such issues orally, any oral guidance is non-binding. For a definitive interpretation from NASDAQ, the company must provide details of the transaction and submit its request in writing. For more information on this process, please see the Interpretative Process.
Related Questions
- Is the company required to compare the NYSE domestic corporate governance requirements to home country recommended best practices or to the specific practices followed by the company?
- Does NASDAQ require notification when a company no longer complies with the corporate governance requirements as set forth in the Rule 5600 Series?
- Who should a company and/or its counsel contact to discuss the corporate governance requirements?
