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Who regulates Commodity Trading Advisors (CTAs)?

April 26, 2017advisors commodity CTA trading

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Who regulates Commodity Trading Advisors (CTAs)?

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They are regulated by the federal Commodity Futures Trading Commission (CFTC) and by the National Futures Association (NFA), the congressionally authorized self-regulatory organization of the futures industry. All trading advisors must either be registered with the CFTC or be exempted from registration under certain applicable laws.