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Who has to file Form ADV-Y2K?

adv-y2k file form
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Who has to file Form ADV-Y2K?

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You must file the form if you are an SEC registered investment adviser that has $25 million or more of assets under management as reported on Schedule I of your most recently filed form ADV (or your most recent amendment to Form ADV), or you advise an investment company registered under the Investment Company Act of 1940.

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