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Where can I get help completing the various registration forms?

April 26, 2017completing forms help registration various

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Where can I get help completing the various registration forms?

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A. A state filer should first consult with the securities regulator in any state in which it has a place of business or expects to have clients. Click here for a list of state securities regulators. For technical questions about IARD and for payment information, call the Gateway Call Center at (240) 386-4848, or e-mail to webiard@FINRA.org.