Where can I find the registration status and disciplinary history of a CTA, CPO or Investment Adviser Firm?
The registration status and disciplinary history of managed futures firms may be reviewed by clicking on the following link: http://www.nfa.futures.org/basicnet/. The registration status and disciplinary history of investment adviser firms may be reviewed by clicking on the following link: http://www.nasd.com/InvestorInformation/InvestorProtection/ ChecktheBackgroundofYourInvestmentProfessional/index.htm.
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