Where can I file a complaint regarding unsuitable investment advice that was given to my parents?
Im an elderly investor and I attended a free luncheon investment seminar and the main presenter said that he was a senior specialist regarding investments. Is it safe to take investment advice from someone with this kind of title? No. The Illinois law and administrative rules that regulate providing investment advice are very explicit regarding what qualifications an individual must possess to legally qualify as eligible to provide investment advice. If this persons only qualification is as a purported senior specialist, that is not an accepted basis for legally providing investment advice in Illinois. Please call the Securities Department at 800-628-7937, or contact an investment advisory specialist at: lbednarko@ilsos.net for more information. A friend approached me about investing $10,000 in an autosurf investment program shes started. She said I can double my money in a short time by just being on the Internet and clicking on the advertisements that appear. Is this legal? Bogus aut
Related Questions
- I wish to make a complaint about investment advice I received in 1991, but the firm later stopped selling investments and did not become authorised by the FSA. Who should I complain to?
- Can a private School refuse school board contact information to parents wishing to file a complaint?
- Where can I file a complaint regarding unsuitable investment advice that was given to my parents?
