When multiple trades are executed for the same customer account on the same trade date, what information is required for the amount, quantity and issue symbol/CUSIP fields?
The amount field should be populated with the net debit created on that trade date. If this total amount is $1000 or less, no extension request is required. If a secondary extension request is made, the total dollar amount must not exceed the value on the original request. The quantity and issue symbol/CUSIP fields need only be populated with the details from one of the transactions, regardless of whether different securities or issuers are involved.
