When identifying the person who provided the required disclosures for the Schedule C alternative reporting option, must the name of an individual be provided?
No. The person listed may be an individual or entity that actually furnished the disclosures to the plan. If a mutual fund prospectus is used to provide required disclosures for eligible indirect compensation, however, it would not be sufficient to identify the mutual fund as providing the prospectus unless the mutual fund itself provided the prospectus directly to the plan.
Related Questions
- Do the disclosures regarding eligible indirect compensation need to be provided at least annually in order for the alternative reporting option to be available?
- When identifying the person who provided the required disclosures for the Schedule C alternative reporting option, must the name of an individual be provided?
- Was alternative public transport provided during the Belair line closure?
