When does the requirement to file Form SH end?
Unless extended, the Order will terminate at 11:59 p.m. on Thursday, October 2, 2008. If the Commission extends the Order, then managers would need to report on any new short sales of Form SH Securities effected on Sunday, September 28 through Saturday, October 4, and would need to file additional reports of further short sales required by the extended Order. Any additional Form SH filings would need to reflect the short position as of the end of the prior calendar week. If the Order is extended, no Form SH filing is required if a manager has not effected any short sales of a Form SH Security since the previous filing of a Form SH.
