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When do System Processing Fees apply for IA Representatives?

April 26, 2017fees IA Representatives system

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When do System Processing Fees apply for IA Representatives?

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Refer to the IA Representatives (RA) System Processing Fees page for complete information. 9. If my firm pays the System Processing Fee (Initial Set-Up Fee) to transition an individual, and then files a Form U4 Amendment for the same individual, must our firm pay the Initial Set-Up Fee twice? No. In this situation, your firm will only pay one Initial Set-up Fee for transitioning, and no fee is charged for filing the Form U4 Amendment.