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When a firm files a Form BR amendment to update the address of the branch office, should the firm file U4 amendments for all of the individuals associated with that location?

April 26, 2017address Amendment br branch file files firm form Office

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When a firm files a Form BR amendment to update the address of the branch office, should the firm file U4 amendments for all of the individuals associated with that location?

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No. Firms do not need to file U4 amendments for the individuals associated with that location to reflect the branch address change. The Form BR information is linked to the Form U4 so the address change made on the Form BR will also update the records of the individuals associated with that branch office.