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What’s the difference between the different types of FINRA exams for securities licenses?

April 26, 2017different exams FINRA licenses securities types

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What’s the difference between the different types of FINRA exams for securities licenses?

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The most basic license type will require you to take and pass Series 6 and Series 63 exams. The Series 6 exam covers securities law at the national level; Series 63 covers state-specific securities laws. A Series 6 license limits your sales to mutual funds and variable annuity and variable life insurance products.