Important Notice: Our web hosting provider recently started charging us for additional visits, which was unexpected. In response, we're seeking donations. Depending on the situation, we may explore different monetization options for our Community and Expert Contributors. It's crucial to provide more returns for their expertise and offer more Expert Validated Answers or AI Validated Answers. Learn more about our hosting issue here.

What will happen when the audit is completed?

April 26, 2017audit

0

Posted

What will happen when the audit is completed?

1 Answer

0

Posted

Any concerns or deficiencies identified by the examiners will be summarized in a letter to the firm. The firm will then have thirty days to provide a written response to the Division indicating what steps have been taken to resolve the deficiencies. Failure to respond by the due date may result in further action being taken against the firm.