What types of Equity Private Placements are monitored by PrivateRaise?
PrivateRaise currently concentrates its research/analysis efforts on two (2) types of Equity Private Placements: Private Investments in Public Equity (PIPEs) Unregistered: Placements involving equity and/or equity-linked securities that are executed by Issuers in reliance upon certain registration exemptions as provided for under the Securities Act of 1933, as amended (Section 4(2), Regulation D, Regulation S). Registered Direct: Placements that involve the issuance of PRE-REGISTERED equity and equity-linked securities (e.g., shelf sale) by an Issuer to a LIMITED number of accredited Investors. Rule 144A transactions Placements that involve equity and/or equity-linked securities which are offered or sold by an Issuer ONLY to Qualified Institutional Buyers (QIBs) or to purchasers that the seller and any entity acting on behalf of the seller reasonably believes is a QIB.
Related Questions
- Do NRIs need any permission of RBI to subscribe for IPO’s or Private Placements of equity shares / convertible debentures of existing or new companies?
- Do NRIs need any permission of RBI to subscribe for IPO’s or Private placements of equity shares/convertible debentures of existing or new companies?
- How are Equity Private Placements monitored?
