What time am I supposed to report as order receipt time when I receive a customer order on the golf course?
The time that the member records as the time of receipt for purposes of satisfying SEC Rule 17a-3(a)(6) is the time the firm should record as the OATS order receipt time. The order receipt time required to be recorded pursuant to SEC Rule 17a-3(a)(6) will always be the time of receipt for OATS reporting purposes.
Related Questions
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- What time am I supposed to report as order receipt time when I receive a customer order on the golf course?
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