What specific background checks does NEB perform on member applicants?
The following is a list of the annual checks that make up our Ethics Check System, with the exception of the SEC check, which we perform on a monthly basis: Criminal Background Check 7 Year Nationwide skip-trace provided by Acxiom Information Security Services, a world leader in security information technology. This checks for any pending or confirmed felonies or disqualifying misdemeanors. Civil Background Check 7 Year Nationwide investigation provided by TransUnion, a global leader in information technology. This checks the civil courts for any pending or confirmed disqualifying violations that have resulted in a judgment, fine, or award. Professional License Check 7 Year NEB verifies the existence of one or more recognized state or federal regulated licenses to offer financial services. This may include securities, insurance, mortgage, real estate, accounting, or other financial-services professional license. SEC (Securities and Exchange Commission) 7 Year NEB performs a monthly cro
The following is a list of the annual checks that make up our Ethics Check System™, with the exception of the SEC check, which we perform on a monthly basis: • Criminal Background Check – 7 Year Nationwide skip-trace provided by Acxiom Information Security Services, a world leader in security information technology. This checks for any pending or confirmed felonies or disqualifying misdemeanors. • Civil Background Check – 7 Year Nationwide investigation provided by TransUnion, a global leader in information technology. This checks the civil courts for any pending or confirmed disqualifying violations that have resulted in a judgment, fine, or award. • Professional License Check – 7 Year NEB verifies the existence of one or more recognized state or federal regulated licenses to offer financial services. This may include securities, insurance, mortgage, real estate, accounting, or other financial-services professional license. • SEC (Securities and Exchange Commission) – 7 Year NEB perfo
