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What rules apply to communications for investment company products such as mutual funds, variable contracts and unit investment trusts (UIT)?

April 26, 2017communications COMPANY contracts Investment Mutual funds products rules

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What rules apply to communications for investment company products such as mutual funds, variable contracts and unit investment trusts (UIT)?

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In addition to Rules 2210, 2211, and Interpretive Materials, mutual fund, variable contract and UIT materials must comply with the following SEC rules as applicable: