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What kind of certificate is required to join a class action? (Who prepares it?

April 26, 2017Action Certificate class join prepares

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What kind of certificate is required to join a class action? (Who prepares it?

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If an institution seeks to apply for appointment as a lead plaintiff, we would prepare a certification to that effect. The certification lists the institution’s transactions in the securities covered by the case and authorizes us to seek appointment of the institution as lead plaintiff.