What is the URL for the TRACE site used for trade reporting?
If my firm is a clearing firm, but we did not execute the trade, we do not offer reporting services, and all we do is clear, do we have a TRACE reporting obligation? No. A clearing firm that handles post-transaction trade processing has no obligation under the TRACE Rules. Are bonds listed on an exchange or NASDAQ TRACE reportable? If the transaction is executed over-the-counter (OTC), the transaction must be reported to TRACE. However, if the bond is both listed and executed on a national exchange, there is no report to TRACE. In moving a TRACE-eligible bond from one firm principal trading account to another, is a member firm required to submit a TRACE report, or is this simply an inter-company transfer? If there is no change in ownership, it is merely a journal entry between accounts and is not reportable to TRACE. At what time will the list of reportable bonds be available each day? The file containing the complete list of TRACE-reportable bonds will initially be available each even
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