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What is the source of the information that is provided through BrokerCheck?

April 26, 2017brokercheck provided source

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What is the source of the information that is provided through BrokerCheck?

1 Answer

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Information made available through FINRA BrokerCheck is derived from the Central Registration Depository (CRD®), the securities industry online registration and licensing database, as reported on industry registration/licensing forms brokers, brokerage firms and regulators complete.