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What is the Regulation SHO Pilot Program?

April 26, 2017pilot program regulation SHO

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What is the Regulation SHO Pilot Program?

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Pursuant to Rule 202T of Regulation SHO, the Commission has approved orders that establish a one-year Pilot Program. The Pilot Program designates certain equity securities and, for the one-year period of the Pilot, excludes these securities from the operation of the Commission’s “tick” test in Rule 10a-1(a), and any SRO short sale price test.