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What is the Firm Element Advisory and how should a firm use it?

April 26, 2017advisory element firm

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What is the Firm Element Advisory and how should a firm use it?

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A. The Firm Element Advisory provides an semi-annual listing of significant topics that the Council identifies from its review of industry performance on the Regulatory Element and regulatory advisories issued by industry regulators. Firms should use the Firm Element Advisory to identify training topics relevant to their business. For the latest edition of the Firm Element Advisory, please go to www.cecouncil.com => Publications/Resources => Publications by the Continuing Education Council => Firm Element Advisory.