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What is the difference between a Registered Investment Advisor and a Stock Broker?

April 26, 2017advisor broker Investment registered stock

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What is the difference between a Registered Investment Advisor and a Stock Broker?

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A. Registered Investment Advisors is governed by the Securities Exchange Commission while Stock Brokers are governed by the National Association of Securities Dealers. We do not charge commissions while stock brokers generally do. Clients receive unbiased advice when working with a fee-based planner.