What is Form ADV Part II, and can it be filed electronically?
A. Part II of Form ADV, often called the “brochure,” is a disclosure document that describes a firms business and the methods used to charge clients. Firms must give it to prospective clients. Much of the information is in narrative format. Some states allow the Part II to be filed electronically through WebIARD while other states mandate electronic filing. A list of the jurisdictions and their requirements for electronic filing of Part II can be found here. For additional information on electronic filing of Part II please click here.
