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What is considered “substantially unrelated to the current market”, since according to Rule 6230(e)(3), such transactions are not reportable?

April 26, 2017market rule substantially unrelated

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What is considered “substantially unrelated to the current market”, since according to Rule 6230(e)(3), such transactions are not reportable?

1 Answer

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For interpretive guidance on Rules, please refer to Questions 9, 10, and 13 of Notice to Members 02-76 .