What is an example of a plan of compliance that has not been accepted by NASDAQ?
A Global Market-listed company stated that it was pursuing a potential convertible note offering of between $20 million and $30 million to be completed before the end of the year, followed by an equity offering of up to $30 million. The company was not able to complete the convertible note offering in the near term and did not provide definitive terms for either transaction.
Related Questions
- Does a district need a separate plan for compliance with Rules Chapter 161 if all of the required aspects of Chapter 161 are covered in the CHP?
- What is an example of a plan of compliance that has not been accepted by NASDAQ?
- Which 403(b) plan provisions are usually subject to annual compliance testing?