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What is a submission header? What information does it contain?

April 26, 2017contain header submission

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What is a submission header? What information does it contain?

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Posted

• identifies data as a filing to the SEC. There must be a corresponding . • identifies type of filing (see Filer Manual Appendix A). • identifies one or more stock exchanges or other self-regulatory organizations on which the issuer’s securities are listed or traded or the value should be . • identifies number of documents included in filing. • marks beginning of filer identification. • : Central Index Key; assigned by SEC (10 digits, publicly available). • : CIK Confirmation Code; confidential – 8 characters (at least one digit & one special character (@ # $ *), caSe seNsiTiVe. • marks end of filer identification. • identifies Internet addresses that are to receive submission acceptance or suspension messages. • identifies who SEC should contact about technical problems associated with filing.