What forms does the SEC exempt from electronic filings?
The exceptions to EDGAR filings are: • Annual Report to operating company shareholders (“glossy” printed version) • Documents requiring confidential treatment (these remain in paper format) • Shareholder proposals pursuant to Rule 14a-8 • Maps furnished by Public Utility Holding Companies under Exhibit E • No-Action, Interpretive, and Exemption Requests • 6-K’s for which the content has not been the subject of a press release or not distributed to security holders or not the subject of any new information You have the option of using EDGAR for the following: • Forms 3, 4 and 5 under Section 16 Beneficial Ownership Forms.
