What facilities and licenses do I need to have an independent office with Newbridge Securities? Must I have a Series 24 principal license?
The facilities that you decide to use in your office are largely up to you. The minimal requirements include basics such as a high-speed internet connection, at least 2 phone lines, and a fax machine or efax capability. All electronic correspondence is done via our email system (which is Microsoft Outlook Exchange.) Whether a Series 24 is required depends on the nature and size of your office, the kinds of business you expect to do there, and other similar factors. We will assist you in ensuring that you and your office are appropriately licensed.
