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What examinations are required for Investment adviser agents to become licensed?

April 26, 2017adviser agents examinations Investment licensed

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What examinations are required for Investment adviser agents to become licensed?

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Either the Series 65 or the Series 66 and 7. For more detailed information including waivers and exemptions, please refer to the “Investment Adviser Representative Application Checklist” at Securities Forms Note: For additional exam questions you may have, please refer to the answers given above under “Broker-Dealer Agents.