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What examinations are required for broker-dealer agents to become licensed?

April 26, 2017agents broker-dealer examinations licensed

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What examinations are required for broker-dealer agents to become licensed?

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The Series 63 or 66, plus at least one other general securities exam. The other exam(s) depend on what type of securities you are selling. Your firm and the FINRA (formerly NASD) will help you determine what exam(s) you need.