What Else Needs to Be Consider to Maintain an Effective Public Offering Status?
Transfer Agent. This need is probably not significant in the early stages, but if the issuer anticipates selling a substantial number of shares, the services of a transfer agent are well worth it. You will need to know about SEC rules and regulations that apply to transfer agents and the tasks performed. Investor Relations. The marketing of your product or service is not the same as marketing your stock for sale to investors. There is also a difference between Public Relations and Investor Relations and not all PR firms understand both. You will need to ensure that your shareholders are kept informed about the company using a variety of techniques. Bulletin Board-type Online Trading System. Having the ability to sell shares to the public does not imply there is a market for the continued buying and selling of those shares. “Making a market” to facilitate the independent trading of a registered security is still the realm of Underwriters. Many companies therefore believe that offering s
