What does the Commission do if it does receive a copy of a letter of complaint filed with the institution or another agency?
If the Commission does not receive a cover letter directed to it, the Commission will typically file any copy of a letter directed to another party and will take no further action until it receives some communication directly from the complainant asking for the Commission’s help. If there is a cover letter but not other elements required in a complaint filing, the Commission will acknowledge the complaint but may ask for further information before it reviews the letter.
Related Questions
- What does the Commission do if it does receive a copy of a letter of complaint filed with the institution or another agency?
- Can I simply send the Commission a copy of a complaint I originally sent to the institution or to another agency?
- How can I get a copy of the materials filed with the Securities and Exchange Commission (SEC)?
