What documents are required to be submitted at the time of applying for registration as an FII?
• Application in Form A duly signed by the authorised signatory of the applicant. • Certified copy of the relevant clauses or articles of the Memorandum and Articles of Association or the agreement authorizing the applicant to invest on behalf of its clients • Audited financial statements and annual reports for the last one year , provided that the period covered shall not be less than twelve months. • A declaration by the applicant with registration number and other particulars in support of its registration or regulation by a Securities Commission or Self Regulatory Organisation or any other appropriate regulatory authority with whom the applicant is registered in its home country. • A declaration by the applicant that it has entered into a custodian agreement with a domestic custodian together with particulars of the domestic custodian. • A signed declaration statement that appears at the end of the Form. • Declaration regarding fit & proper entity.
