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What document types trigger the report review alerts to OTC Markets’ Issuer Services department?

April 26, 2017Alerts DOCUMENT issuer OTC report review Services Trigger types

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10 Posted

What document types trigger the report review alerts to OTC Markets’ Issuer Services department?

1 Answer

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10 Posted

“Initial Company Information and Disclosure Statement”, “Annual Report”, “Quarterly Report”, “Interim Report”, “Semi-Annual Report” and “Attorney Letter with Respect to Current Information” report types trigger these alerts. Documents posted as Supplemental Information are not considered valid financial reports for this purpose and will not impact your tier designation.