Important Notice: Our web hosting provider recently started charging us for additional visits, which was unexpected. In response, we're seeking donations. Depending on the situation, we may explore different monetization options for our Community and Expert Contributors. It's crucial to provide more returns for their expertise and offer more Expert Validated Answers or AI Validated Answers. Learn more about our hosting issue here.

What convictions would deny a loan officer registration?

April 26, 2017convictions deny loan officer registration

0

Posted

What convictions would deny a loan officer registration?

1 Answer

0

Posted

The commissioner shall not issue a loan officer registration to any of the following: • An individual who has been convicted of, or pled no contest to, a felony or misdemeanor involving embezzlement, forgery, fraud, a financial transaction, or securities. • An individual who has been convicted of, or pled no contest to, within the 10 year period preceding the date of the application, a felony other than a felony involving embezzlement, forgery, fraud, a financial transaction, or securities.