Important Notice: Our web hosting provider recently started charging us for additional visits, which was unexpected. In response, we're seeking donations. Depending on the situation, we may explore different monetization options for our Community and Expert Contributors. It's crucial to provide more returns for their expertise and offer more Expert Validated Answers or AI Validated Answers. Learn more about our hosting issue here.

What constitutes mutual fund fraud or securities fraud?

April 26, 2017constitutes fraud mutual fund securities

0

Posted

What constitutes mutual fund fraud or securities fraud?

1 Answer

0

Posted

Securities fraud occurs when a stockbroker or financial advisor takes advantage of an investor for personal gain. Tainting of information, withholding information, misleading investors, presenting false information, and other dishonest activities may be considered securities fraud.