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What COA services are required for compliance?

April 26, 2017COA compliance Services

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What COA services are required for compliance?

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The following list of compliance services (i.e. functions) was originally created by the regulatory compliance market watch firm, Redmonk, in August of 2004 (www.redmonk.com). RuleSphere appended to the Redmonk list those services that RuleSphere believes were missing. Please contact Redmonk or RuleSphere to obtain Redmonk’s full Compliance Oriented Architecture (COA) report.