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What are the requirements to renew a Broker Dealer registration in Alaska (3 AAC 08.014(a)(3))?

April 26, 2017AAC Alaska broker Dealer registration requirements

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What are the requirements to renew a Broker Dealer registration in Alaska (3 AAC 08.014(a)(3))?

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The Broker Dealer must submit DIRECTLY to the NASDR-CRD its registration renewal and that of its agents. The Broker Dealer must comply with applicable NASD rules and submit fees to the NASDR-CRD as set out in 3 AAC 08.015, currently $250 for the firm and $75 for each agent.