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What are the penalties for failure to comply with the requirements of the Oregon Securities Law?

April 26, 2017comply failure Law Oregon penalties requirements securities

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What are the penalties for failure to comply with the requirements of the Oregon Securities Law?

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Failure to comply with the Securities Law can subject the company and the entrepreneur to administrative, criminal and civil liability as well as the cost of defending such actions. It is important to emphasize that liability can be imposed for both fraudulent acts, such as intentionally deceiving an investor about a material fact concerning the company, and for non-fraudulent acts, such as failing to register an offering. Additionally, failure to comply with requirements could subject the seller to civil lawsuits initiated by the buyers of the investment.