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What are the fees associated with registering an investment adviser representative?

April 26, 2017adviser associated fees Investment representative

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What are the fees associated with registering an investment adviser representative?

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The registration fee for each IAR is $25. This fee is paid to the Department through the IARD system. There is no annual renewal fee for an IAR. There is also an annual filing fee of $30 for 2008 (subject to change for future years) that is paid to FINRA for the processing of forms for each IAR. FINRA charges this fee and the Department does not receive any portion of this.