What are the CFA Institute Code of Ethics and Standards of Professional Conduct and why are they important to me?
Membership in CFA Institute and the CFA designation symbolizes integrity. The trust that you place in your investment adviser must be unconditional. But to be worthy of such trust, integrity simply must never come into question. For this reason, CFA Institute members and CFA charterholders must comply with the CFA Institute Code of Ethics, which require them always to place the client’s interests first, to maintain independence and objectivity, and to serve with integrity and honesty. So you can invest with confidence. The Code works in tandem with the Standards of Professional Conduct, which clarifies how to apply rules, regulations, and ethical guidelines within the investment industry so that investment professionals can safely avoid ethical quandaries and properly serve their clients and employers. Should ethically based complaints be lodged against CFA charterholders, they are required to disclose these complaints in full detail to CFA Institute or risk losing the right to use the
Related Questions
- Exam Preparation Will candidates be tested on the CFA Institute Code of Ethics and Standards of Professional Conduct or the CIPM Association Code and Standards?
- How is the Code of Conduct related to the Code of Ethics and the Standards of Professional Practice?
- How will professional standards of practice and the Code of Ethics be enforced under the Act?
