What are the annual filing requirements for Special Purpose Financial Captives?
1) Annual Report, due annually by 3/1: • NAIC blank for Life/Health Companies, including pages E01-E25 (Investment Schedules) • RBC Report • Other Reports as ordered by the Commissioner 2) Annual Report Supplements, due annually by 4/1: • Management Discussion & Analysis • Investments Risk Interrogatories • Other supporting schedules on the Life/Health checklist applicable to the business 3) Actuarial Opinion, due annually by 6/30 4) Audited Statutory Statements, due annually by 6/30 including: • Report of Evaluation of Internal Controls • Accountant’s Letter • Certification of Review of Audit Workpapers 5) Vermont Premium Tax Return, due annually by 2/28 6) License Renewal Fee of $300, due annually by 4/1 Top
